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Regulatory Filings and Compliance Documents

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Key Filings and Notifications for All Participants

Stay Compliant with Official Regulatory Documents

Find up-to-date regulatory filings, SEBI notifications, and compliance documents required for listing, trading, and membership. These include forms such as FORM No. 7BB (Counter Receipt and Transfer Form) and other statutory filings under the Companies Act and Securities Contracts Regulation Act.

Listing and Membership Guidelines

Step-by-Step Requirements for Issuers and Members

Guidelines for Listing and Membership

Access detailed documentation outlining eligibility, sponsorship, market maker requirements, and capital commitments for companies and brokers. These guidelines help you understand the process and requirements for participating on the OTC Exchange of India.

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Investor and Market Education

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Guides, FAQs, and Training Materials

Educational Resources for Investors and Traders

Explore a library of investor guides, FAQs, and training materials designed to help you understand market operations, trading processes, and risk management. These resources support both new and experienced participants in navigating the OTC market confidently.

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International securities identification number (ISIN) Codes

The International Standards Organisation (ISO) has provided a standard (ISO 6166) for the numbering of securities. This standard is intended for use in any application in the trading and administration of securities. The ISIN is a code which uniquely identifies a specific securities' issue.

The ISIN is a code which uniquely identifies a specific securities' issue.

The ISIN consists of:

  • a prefix which is a 2 character alpha country code.
  • a 9 character code which identifies the security.
  • a check character computed using the modulus 10 formula.

Ready to access official documentation?

Download Essential Documents and Guides Today

Ensure you have the latest regulatory filings, guidelines, and educational resources for a smooth and compliant experience on the OTC Exchange of India.